TARIFF OF SECURITIES SERVICES
AT CAPITAL SECURITIES JOINT STOCK COMPANY
(Issued together with Decision No. 44/2021/QD-TGD dated June 18, 2021 of the General Director)
| No | TYPE OF SERVICE | CHARGES |
| 1 | Open a stock trading account | Free |
| 2 | Stock trading | |
| a | Trading stocks, fund certificates, covered warrants | 0.1%/transaction value on all trading channels |
| b | Trading listed bonds | 0.1%/total transaction value. |
| c | Trading unlisted bonds and registered for custody at CASC | According to the CASC tariff announced to apply from time to time and each type of bond. |
| 3 | Securities Depository | |
| a | Securities Depository | - 0.27 VND/1 share, fund certificate, warranted warrant/month. - 0.18 VND/1 corporate bond, debt instrument as prescribed in the Law on Public Debt Management/month. |
| b | Securities transfer from CASC to another securities company (including account settlement transfer) | 0.3 VND/share, fund certificates, bonds. Maximum 300,000 VND. |
| c | Receive securities transfer from other securities companies to CASC | Free |
| d | Transfer of ownership of securities (applicable to both the licensor and the transferee) in the cases of pay tribute, gift, donation or inheritance between husband and wife, between biological father, biological mother and biological child, between adoptive father, adoptive mother and adopted child, between father-in-law, mother-in-law and daughter-in-law, between father-in-law, mother-in-law and son-in-law, between grandfather, grandmother and grandchild, between grandfather, grandmother and grandchild, between brother, sisters and brothers together. | - 0.05%/transaction value. - Minimum: VND 50.000 dong. - Maximum: VND 3.000.000 dong. |
| e | Transfer of ownership between 2 accounts at CASC (applicable to both sender and receiver) and not in the case mentioned in Section 3 d. | 0,15%/total transaction value. |
| f | Receive ownership transfer from an account at another securities company to CASC and not in the case mentioned in Section 3 d. | 0,15%/total transaction value. |
| g | Transfer of ownership from the account at CASC to another securities company and not in the case mentioned in Section 3 d. | 0,2%/total transaction value. |
| h | Withdraw of securities | - 1 dong/share, fund certificate. Maximum VND 1,000,000. - Free to withdraw bonds. |
| i | Blockade, release (at CASC and VSD) and management of mortgaged securities | - 0.5% of transaction value (at face value). - Minimum: VND 1,000,000/executed. - Maximum: VND 5,000,000/ executed. |
